EX-1.01
Published on May 27, 2022
Exhibit 1.01
Fortive Corporation
Conflict Minerals Report
For the reporting period from January 1, 2021 to December 31, 2021
This Conflict Minerals Report (the Report) of Fortive Corporation (the Company) has been prepared pursuant to Rule 13p-1 and Form SD (the Rule) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2021 to December 31, 2021.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which we collectively refer to in this Report as the Conflict Minerals, are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The Covered Countries for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
Description of the Companys Products Covered by this Report
This Report relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2021. These products, which are referred to in this Report collectively as the Covered Products, consist of professional and engineered products, software, and services in our Intelligent Operating Solutions, Precision Technologies, and Advanced Healthcare Solutions segments.
Reasonable Country of Origin Inquiry
The Company has conducted a reasonable country of origin inquiry, or RCOI, regarding the Conflict Minerals. This inquiry was reasonably designed to determine whether any of the Conflict Minerals originated in the Covered Countries and whether any of the Conflict Minerals may be from recycled or scrap sources. The Companys supply chain with respect to the Covered Products is complex, and there are many third parties in the supply chain between the ultimate manufacturer of the Covered Products and the original sources of Conflict Minerals; the Company does not purchase Conflict Minerals directly from mines, smelters or refiners. The Company must therefore rely on its suppliers to provide information regarding the origin of Conflict Minerals that are included in the Covered Products. Moreover, the Company believes that the smelters and other refiners (smelters) of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, and therefore has structured its RCOI and due diligence processes to ultimately identify the applicable smelters of Conflict Minerals in the Companys supply chain. Due to the overlap between the supplier/smelter RCOI and supplier/smelter due diligence processes, the supplier/smelter RCOI processes are summarized in the due diligence section of this Report.
Based on the RCOI, the Company has reason to believe that certain of its necessary Conflict Minerals may have originated in the Covered Countries and are not from recycled or scrap sources.
Due Diligence
The Company designed its due diligence process to conform with the Organization for Economic Cooperation and Developments (OECDs) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements as applicable for downstream companies (the OECD Guidance). In accordance with the OECD Guidance five-step framework, we undertook the following due diligence measures.
The five steps of the OECD Guidance are: (1) establish strong company management systems, (2) identify and assess risk in the supply chain, (3) design and implement a strategy to respond to identified risks, (4) carry out independent third-party audit of supply chain due diligence at identified points in the supply chain, and (5) report annually on supply chain due diligence.
The Company established strong management systems according to Step 1 of the OECD Guidance. The Companys systems included the following:
| | Policy. The Company adopted a policy related to the Conflict Minerals (the Company Policy), incorporating the standards set forth in the OECD Guidance. The policy states the Companys commitment to sourcing components and materials from companies that share its values regarding respect for human rights, integrity and environmental responsibility and complying with the OECD Guidance and Section 1502 of the Dodd-Frank Act. The Company Policy also provides that the Company will exercise due diligence with its suppliers consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. In addition, the Company Policy provides that the Company will communicate to its suppliers its expectation that the suppliers commit to sourcing only from conflict-free smelters. Under the Company Policy, each Company supplier is required to provide completed Responsible Minerals Initiative (RMI) Conflict Minerals Reporting Template (the Template) declarations. The Company Policy is available at www.fortive.com under the heading Investors and sub-heading Corporate Governance. |
| | Internal Management Structure. The Company has implemented an internal management structure to execute the RCOI and due diligence process. The structure consists of a member of Company senior management with overall responsibility for the RCOI and the due diligence process; a member of the Companys corporate procurement department with dedicated responsibility for the design and execution of the RCOI and due diligence process; and an appointed employee at each of the Companys operating companies with responsibility for discharging the operating companys responsibilities in connection with the RCOI and due diligence process. |
| | Design of Supplier Engagement Process. The Company implemented a process to collect required supplier and smelter RCOI and due diligence data. Details on the supply chain data gathering process are provided below. |
| | Strengthen Company Engagement With Suppliers. The Company directly engaged suppliers as further discussed below. |
| | Grievance Mechanism. The Company has established a dedicated channel that provides a mechanism to report violations of our policies or other concerns by contacting conflictminerals@fortive.com. |
The Company designed its supplier due diligence process to identify the smelters and assess risk in the Companys supply chain in accordance with Step 2 of the OECD Guidance. The Companys supplier due diligence process included the following:
| | The Company identified the suppliers that presented the greatest risk in the Companys supply chain and emailed to each such supplier a copy of the Company Policy and a link to the Template and requested that such supplier return to the Company a completed Template with respect to all components and materials that such supplier provides to the Company. |
| | As necessary, the Company educated suppliers regarding the reasons for requesting the Conflict Minerals data and answered supplier questions relating thereto. |
| | The Company followed up with the suppliers that did not respond to the Companys initial outreach, and also followed up with suppliers who submitted data that appeared to be incomplete or incorrect. |
| | The Company amalgamated supplier provided smelters into a single unique list of smelters. |
Some of the Companys suppliers were unable to identify the smelters or countries of origin in their supply chain, some suppliers responded by providing information related to all of the items the supplier produces without identifying smelters specific to the items purchased by the Company, and some suppliers included names of smelters that we believe may have been misidentified as smelters or that are not operational. The Company followed up with the suppliers that did not respond to the Companys initial outreach, and also followed up with suppliers that submitted data in the Template that appeared to be incomplete or incorrect.
With respect to each smelter identified by the Companys supply chain that declared directly or through their relevant industry association that they did not source from the Covered Countries, and were not recognized as conflict free by the RMIs Responsible Minerals Assurance Process (RMAP), the Company, with the assistance of Claigan Environmental Inc., an outside consultant, reviewed publicly available information to determine if there was any contrary evidence to the smelters declaration. In connection with Step 4 of the OECD, with respect to each smelter identified by the Companys supply chain that is sourcing from or as to which there is reason to believe may be sourcing from the Covered Countries, the Company did not audit such smelters. Instead, the Company relied on the RMAP, and if the smelter has not been audited and recognized as conflict free by the RMAP, the Company conducted risk mitigation on the smelter according to Step 3 of the OECD Guidance.
The Companys internal team supporting the Companys compliance with the Company Policy and the applicable regulations consolidated such data provided by the Companys suppliers, as well as the findings from the Companys outside consultant, for periodic reporting to the Companys senior management consistent with Step 3 of the OECD Guidance. In addition, consistent with Step 3 of the OECD Guidance, throughout the due diligence process, the Company identified the applicable risks associated with our supply chain relating to Conflict Minerals for mitigation as discussed below under Risk Mitigation and Due Diligence Improvement.
Annual Report on Supply Chain Due Diligence
In accordance with Step 5 of the OECD Guidance, this Conflict Minerals Report has been filed with the U.S. Securities and Exchange Commission. The Conflict Minerals Report is also available at www.fortive.com (under the heading Investors and Sustainability Policies & Statements.)
Results of Due Diligence
The responses provided by the Companys suppliers resulted in the identification of 345 unique smelters that may have been the source of Conflict Minerals contained in products we contracted to manufacture in 2021. These smelters are identified in Annex I to this report. In addition, Annex II identifies the known and/or possible countries of origin of Conflict Minerals used by the unique smelters identified through the responses provided by the Companys suppliers.
The Company determined that 47 of the identified smelters source, or there is reason to believe may source, Conflict Minerals from the Covered Countries. The Company compared these smelters to the list of smelters that have been audited and recognized as conflict free by the RMAP and, for those smelters that have not been recognized as conflict free by the RMAP, worked with our outside consultant to conduct risk mitigation in accordance with Step 3 of the OECD Guidance, including performing additional due diligence to determine if there was any reason to believe such smelter directly or indirectly finances or benefits armed groups in the Covered Countries.
Notwithstanding these steps, due to the lack of product-level detail provided by the suppliers, the Company was unable to confirm that the necessary Conflict Minerals in its products were processed by any particular smelter or smelters or originated in any particular country.
Risk Mitigation and Due Diligence Improvement
The Company expects to take the following steps to improve its due diligence measures and to further mitigate the risk that the necessary Conflict Minerals contained in the Companys products finance or benefit armed groups in the Covered Countries:
| | continue to seek to include in new supplier contracts a commitment by the supplier to take steps necessary to (a) enable the Company to comply with the Rule, and (b) with respect to smelters in the Companys supply chain that source from the Covered Countries, source only from smelters that have obtained a conflict-free designation from an independent, third-party auditor; and |
| | continue to engage with suppliers to improve the accuracy and completeness of the information provided to the Company about the Companys supply chain. |
Cautionary Statement about Forward-Looking Statements
Certain statements included in this report are forward-looking statements within the meaning of the United States federal securities laws. All statements other than historical factual information are forward-looking statements. Forward-looking statements are based on assumptions and assessments made by our management in light of their experience and perceptions of current conditions, expected future developments and other factors they believe to be appropriate. Forward-looking statements are not guarantees of future actions or results, and actual actions or results may differ materially from the actions and results contemplated by our forward-looking statements. Accordingly, you should not place undue reliance on any such forward-looking statements. Information regarding the factors that may cause actual results to differ materially from these forward-looking statements may be found in our SEC filings, including our Annual Report on Form 10-K for the year ended December 31, 2021. These forward-looking statements speak only as of the date of this report and the Company does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events and developments or otherwise.
ANNEX I
Unique Smelters Identified by Fortive Corporations Suppliers
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Gold | 8853 S.p.A. | Italy | ||
| Gold | Abington Reldan Metals, LLC | United States of America | ||
| Gold | Advanced Chemical Company | United States of America | ||
| Gold | African Gold Refinery* | Uganda | ||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | ||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | ||
| Gold | Alexy Metals | United States of America | ||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | ||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | ||
| Gold | AngloGold Ashanti Córrego do Sítio Mineração | Brazil | ||
| Gold | Argor-Heraeus S.A. | Switzerland | ||
| Gold | Asahi Pretec Corp. | Japan | ||
| Gold | Asahi Refining Canada Ltd. | Canada | ||
| Gold | Asahi Refining USA Inc. | United States of America | ||
| Gold | Asaka Riken Co., Ltd. | Japan | ||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | ||
| Gold | AU Traders and Refiners | South Africa | ||
| Gold | Augmont Enterprises Private Limited* | India | ||
| Gold | Aurubis AG | Germany | ||
| Gold | Bangalore Refinery | India | ||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | ||
| Gold | Boliden AB | Sweden | ||
| Gold | C. Hafner GmbH + Co. KG | Germany | ||
| Gold | C.I Metales Procesados Industriales SAS | Colombia | ||
| Gold | Caridad | Mexico | ||
| Gold | CCR RefineryGlencore Canada Corporation | Canada | ||
| Gold | Cendres + Métaux S.A. | Switzerland | ||
| Gold | CGR Metalloys Pvt. Ltd. | India | ||
| Gold | Chimet S.p.A. | Italy | ||
| Gold | Chugai Mining | Japan | ||
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | ||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | ||
| Gold | Dijllah Gold Refinery FZC* | United Arab Emirates | ||
| Gold | DODUCO Contacts and Refining GmbH | Germany | ||
| Gold | Dowa | Japan | ||
| Gold | DSC (Do Sung Corporation) | Republic of Korea | ||
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | ||
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | ||
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | ||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | ||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | ||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | ||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | ||
| Gold | Emirates Gold DMCC | United Arab Emirates | ||
| Gold | Fidelity Printers and Refiners Ltd.* | Zimbabwe | ||
| Gold | Fujairah Gold FZC* | United Arab Emirates | ||
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | ||
| Gold | Geib Refining Corporation | United States of America | ||
| Gold | Gold Coast Refinery | Ghana | ||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | ||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | ||
| Gold | Guangdong Jinding Gold Limited | China | ||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | ||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | ||
| Gold | Heimerle + Meule GmbH | Germany | ||
| Gold | Henan Yuguang Gold & Lead Co., Ltd. | China | ||
| Gold | Heraeus Germany GmbH & Co. KG | Germany | ||
| Gold | Heraeus Metals Hong Kong Ltd. | China | ||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | ||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | ||
| Gold | HwaSeong CJ Co., Ltd. | Republic of Korea | ||
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Gold | Industrial Refining Company* | Belgium | ||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | ||
| Gold | International Precious Metal Refiners* | United Arab Emirates | ||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | ||
| Gold | Istanbul Gold Refinery | Turkey | ||
| Gold | Italpreziosi | Italy | ||
| Gold | JALAN & Company | India | ||
| Gold | Japan Mint | Japan | ||
| Gold | Jiangxi Copper Co., Ltd. | China | ||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | ||
| Gold | JSC Novosibirsk Refinery | Russian Federation | ||
| Gold | JSC Uralelectromed | Russian Federation | ||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | ||
| Gold | K.A. Rasmussen | Norway | ||
| Gold | Kaloti Precious Metals* | United Arab Emirates | ||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | ||
| Gold | Kazzinc | Kazakhstan | ||
| Gold | Kennecott Utah Copper LLC | United States of America | ||
| Gold | KGHM Polska Miedź Spółka Akcyjna | Poland | ||
| Gold | Kojima Chemicals Co., Ltd. | Japan | ||
| Gold | Korea Zinc Co., Ltd. | Republic of Korea | ||
| Gold | Kundan Care Products Ltd. | India | ||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | ||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | ||
| Gold | Lazurde Company For Jewelry | Saudi Arabia | ||
| Gold | LOrfebre S.A. | Andorra | ||
| Gold | Lingbao Gold Co., Ltd. | China | ||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | ||
| Gold | LS-NIKKO Copper Inc. | Republic of Korea | ||
| Gold | LT Metal Ltd. | Japan | ||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | ||
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Gold | Marsam Metals | Brazil | ||
| Gold | Materion | United States of America | ||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | ||
| Gold | MD Overseas | India | ||
| Gold | Metal Concentrators SA (Pty) ltd. | South Africa | ||
| Gold | Metallix Refining Inc. | United States of America | ||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | ||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | ||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | ||
| Gold | Metalor Technologies S.A. | Switzerland | ||
| Gold | Metalor USA Refining Corporation | United States of America | ||
| Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | Mexico | ||
| Gold | Mitsubishi Materials Corporation | Japan | ||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | ||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | ||
| Gold | Modeltech Sdn Bhd | Malaysia | ||
| Gold | Morris and Watson | New Zealand | ||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | ||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Turkey | ||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | ||
| Gold | NH Recytech Company | Republic of Korea | ||
| Gold | Nihon Material Co., Ltd. | Japan | ||
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Austria | ||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | ||
| Gold | OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant (OJSC Krastsvetmet) | Russian Federation | ||
| Gold | PAMP S.A. | Switzerland | ||
| Gold | Pease & Curren | United States of America | ||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | ||
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Gold | Planta Recuperadora de Metales SpA | Chile | ||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | ||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | ||
| Gold | PX Précinox S.A. | Switzerland | ||
| Gold | QG Refining, LLC | United States of America | ||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | ||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | ||
| Gold | Remondis PMR B.V. | Netherlands | ||
| Gold | Royal Canadian Mint | Canada | ||
| Gold | SAAMP | France | ||
| Gold | Sabin Metal Corp. | United States of America | ||
| Gold | Safimet S.p.A. | Italy | ||
| Gold | SAFINA A.S. | Czech Republic | ||
| Gold | Sai Refinery | India | ||
| Gold | Samduck Precious Metals | Republic of Korea | ||
| Gold | Samwon Metals Corp. | Republic of Korea | ||
| Gold | Sancus ZFS (LOrfebre, SA) | Colombia | ||
| Gold | SAXONIA Edelmetalle GmbH | Germany | ||
| Gold | Sellem industries Ltd. | United Kingdom | ||
| Gold | SEMPSA Joyería Platería S.A. | Spain | ||
| Gold | Shandong Gold Smelting Co., Ltd. | China | ||
| Gold | Shandong Humon Smelting Co., Ltd. | China | ||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | ||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | ||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | ||
| Gold | Shirpur Gold Refinery Ltd.* | India | ||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | ||
| Gold | Singway Technology Co., Ltd. | Taiwan, Province of China | ||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | ||
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province of China | ||
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Gold | Sovereign Metals | India | ||
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | ||
| Gold | Sudan Gold Refinery* | Sudan | ||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | ||
| Gold | SungEel HiMetal Co., Ltd. | Republic of Korea | ||
| Gold | Super Dragon Technology Co., Ltd. | Taiwan, Province of China | ||
| Gold | T.C.A S.p.A | Italy | ||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | ||
| Gold | Tokuriki Honten Co., Ltd. | Japan | ||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | ||
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | ||
| Gold | Torecom | Republic of Korea | ||
| Gold | Umicore Precious Metals Thailand | Thailand | ||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | ||
| Gold | United Precious Metal Refining, Inc. | United States of America | ||
| Gold | Valcambi S.A. | Switzerland | ||
| Gold | Value Trading* | Belgium | ||
| Gold | WEEEREFINING | France | ||
| Gold | Western Australian Mint trading as The Perth Mint | Australia | ||
| Gold | WIELAND Edelmetalle GmbH | Germany | ||
| Gold | Yamakin Co., Ltd. | Japan | ||
| Gold | Yokohama Metal Co., Ltd. | Japan | ||
| Gold | Yunnan Copper Industry Co., Ltd. | China | ||
| Gold | Zhongkuang Gold Industry Co., Ltd. | China | ||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | ||
| Tantalum | Asaka Riken Co., Ltd. | Japan | ||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | ||
| Tantalum | D Block Metals, LLC | United States of America | ||
| Tantalum | Exotech Inc. | United States of America | ||
| Tantalum | F&X Electro-Materials Ltd. | China | ||
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Tantalum | FIR Metals & Resource Ltd. | China | ||
| Tantalum | Global Advanced Metals Aizu | Japan | ||
| Tantalum | Global Advanced Metals Boyertown | United States of America | ||
| Tantalum | H.C. Starck Hermsdorf GmbH | Germany | ||
| Tantalum | H.C. Starck Inc. | United States of America | ||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | ||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | ||
| Tantalum | Jiangxi Tuohong New Raw Material | China | ||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | ||
| Tantalum | JiuJiang Tanbre Co., Ltd. | China | ||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | ||
| Tantalum | KEMET de Mexico | Mexico | ||
| Tantalum | LSM Brasil S.A. | Brazil | ||
| Tantalum | Meta Materials | United Kingdom | ||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | ||
| Tantalum | Mineração Taboca S.A. | Brazil | ||
| Tantalum | Mitsui Mining & Smelting | Japan | ||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | ||
| Tantalum | NPM Silmet AS | Estonia | ||
| Tantalum | QuantumClean | United States of America | ||
| Tantalum | Resind Indústria e Comércio Ltda. | Brazil | ||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | ||
| Tantalum | Taki Chemical Co., Ltd. | Japan | ||
| Tantalum | TANIOBIS Co., Ltd. | Thailand | ||
| Tantalum | TANIOBIS GmbH | Germany | ||
| Tantalum | TANIOBIS Japan Co., Ltd. | Japan | ||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | ||
| Tantalum | Telex Metals | United States of America | ||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | ||
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Tantalum | XIMEI RESOURCES (GUANGDONG) Limited | China | ||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | ||
| Tantalum | Yancheng Jinye New Material Technology Co., Ltd | China | ||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | ||
| Tin | Alpha | United States of America | ||
| Tin | An Vinh Joint Stock Mineral Processing Company | Vietnam | ||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | ||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | ||
| Tin | China Tin Group Co., Ltd. | China | ||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | ||
| Tin | CRM Synergies | Spain | ||
| Tin | CV Ayi Jaya | Indonesia | ||
| Tin | CV Venus Inti Perkasa | Indonesia | ||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | ||
| Tin | Dowa | Japan | ||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam | ||
| Tin | EM Vinto | Bolivia | ||
| Tin | Estanho de Rondônia S.A. | Brazil | ||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | ||
| Tin | Fenix Metals | Poland | ||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | ||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | ||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | ||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | ||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | ||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | ||
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | China | ||
| Tin | Jiangxi New Nanshan Technology Ltd. | China | ||
| Tin | Luna Smelter, Ltd. | Rwanda | ||
| Tin | Maanshan Weitai Tin Co., Ltd. | China | ||
| Tin | Magnus Minerais Metais e Ligas Ltda. | Brazil | ||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | ||
| Tin | Melt Metais e Ligas S.A. | Brazil | ||
| Tin | Metallic Resources, Inc. | United States of America | ||
| Tin | Metallo Belgium N.V. | Belgium | ||
| Tin | Metallo Spain S.L.U. | Spain | ||
| Tin | Mineração Taboca S.A. | Brazil | ||
| Tin | Minsur | Peru | ||
| Tin | Mitsubishi Materials Corporation | Japan | ||
| Tin | Modeltech Sdn Bhd | Malaysia | ||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam | ||
| Tin | Novosibirsk Processing Plant Ltd. | Russian Federation | ||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | ||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | ||
| Tin | Operaciones Metalurgical S.A. | Bolivia | ||
| Tin | Pongpipat Company Limited | Myanmar | ||
| Tin | Precious Minerals and Smelting Limited | India | ||
| Tin | PT Aries Kencana Sejahtera | Indonesia | ||
| Tin | PT Artha Cipta Langgeng | Indonesia | ||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | ||
| Tin | PT Babel Inti Perkasa | Indonesia | ||
| Tin | PT Babel Surya Alam Lestari | Indonesia | ||
| Tin | PT Bangka Serumpun | Indonesia | ||
| Tin | PT Belitung Industri Sejahtera | Indonesia | ||
| Tin | PT Bukit Timah | Indonesia | ||
| Tin | PT Cipta Persada Mulia | Indonesia | ||
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Tin | PT Lautan Harmonis Sejahtera | Indonesia | ||
| Tin | PT Masbro Alam Stania | Indonesia | ||
| Tin | PT Menara Cipta Mulia | Indonesia | ||
| Tin | PT Mitra Stania Prima | Indonesia | ||
| Tin | PT Mitra Sukses Globalindo | Indonesia | ||
| Tin | PT Panca Mega Persada | Indonesia | ||
| Tin | PT Prima Timah Utama | Indonesia | ||
| Tin | PT Rajawali Rimba Perkasa | Indonesia | ||
| Tin | PT Rajehan Ariq | Indonesia | ||
| Tin | PT Refined Bangka Tin | Indonesia | ||
| Tin | PT Sariwiguna Binasentosa | Indonesia | ||
| Tin | PT Stanindo Inti Perkasa | Indonesia | ||
| Tin | PT Sukses Inti Makmur | Indonesia | ||
| Tin | PT Timah Nusantara | Indonesia | ||
| Tin | PT Timah Tbk Kundur | Indonesia | ||
| Tin | PT Timah Tbk Mentok | Indonesia | ||
| Tin | PT Tinindo Inter Nusa | Indonesia | ||
| Tin | Resind Indústria e Comércio Ltda. | Brazil | ||
| Tin | Rui Da Hung | Taiwan, Province of China | ||
| Tin | Soft Metais Ltda. | Brazil | ||
| Tin | Super Ligas | Brazil | ||
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | Vietnam | ||
| Tin | Thaisarco | Thailand | ||
| Tin | Tin Technology & Refining | United States of America | ||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam | ||
| Tin | VQB Mineral and Trading Group JSC | Vietnam | ||
| Tin | White Solder Metalurgia e Mineração Ltda. | Brazil | ||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | ||
| Tin | Yunnan Tin Company Limited | China | ||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | ||
| Tungsten | A.L.M.T. Corp. | Japan | ||
| Tungsten | ACL Metais Eireli | Brazil | ||
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | ||
| Tungsten | Artek LLC | Russian Federation | ||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | ||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | ||
| Tungsten | China Molybdenum Tungsten Co., Ltd. | China | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | ||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | ||
| Tungsten | Cronimet Brasil Ltda. | Brazil | ||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | China | ||
| Tungsten | Fujian Xinlu Tungsten | China | ||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | ||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | ||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | ||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | ||
| Tungsten | GEM Co., Ltd | China | ||
| Tungsten | Global Tungsten & Powders Corp. | United States of America | ||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | ||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | ||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | ||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | ||
| Tungsten | Hydrometallurg, JSC | Russian Federation | ||
| Tungsten | Japan New Metals Co., Ltd. | Japan | ||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | ||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | ||
| Tungsten | Jiangxi Minmetals Gaoan Non-ferrous Metals Co., Ltd. | China | ||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | ||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | ||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | ||
| Conflict Mineral |
Smelter Name |
Country Location of Smelter |
||
| Tungsten | JSC Kirovgrad Hard Alloys Plant | Russian Federation | ||
| Tungsten | Kennametal Fallon | United States of America | ||
| Tungsten | Kennametal Huntsville | United States of America | ||
| Tungsten | KGETS Co., Ltd. | Republic of Korea | ||
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province of China | ||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | ||
| Tungsten | Masan High-Tech Materials | Vietnam | ||
| Tungsten | Moliren Ltd | Russian Federation | ||
| Tungsten | Niagara Refining LLC | United States of America | ||
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | ||
| Tungsten | OOO Technolom 1 | Russian Federation | ||
| Tungsten | OOO Technolom 2 | Russian Federation | ||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | ||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | ||
| Tungsten | Unecha Refractory Metals Plant | Russian Federation | ||
| Tungsten | Wolfram Bergbau und Hütten AG | Austria | ||
| Tungsten | Woltech Korea Co., Ltd. | Republic of Korea | ||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | ||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | ||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | ||
| * | Smelters believed to be sourcing from the Covered Countries that are not RMAP compliant. |
ANNEX II
Known and/or Possible Countries of Origin Based on Information Provided by Fortive Corporations Suppliers
| Gold |
Tantalum |
Tin |
Tungsten |
|||
| ARGENTINA | AUSTRALIA | AUSTRALIA | BOLIVIA | |||
| AUSTRALIA | BRAZIL | BOLIVIA | BRAZIL | |||
| BELGIUM | CHINA | BRAZIL | BURUNDI | |||
| BRAZIL | DEMOCRATIC REPUBLIC OF CONGO | BURUNDI | CHINA | |||
| BURKINA FASO | MOZAMBIQUE | CHINA | DEMOCRATIC REPUBLIC OF CONGO | |||
| CANADA | NIGERIA | DEMOCRATIC REPUBLIC OF CONGO | RUSSIAN FEDERATION | |||
| CHINA | RUSSIAN FEDERATION | INDIA | RWANDA | |||
| COLOMBIA | RWANDA | INDONESIA | VIETNAM | |||
| CÔTE DIVOIRE | LAOS | |||||
| EGYPT | MYANMAR | |||||
| ERITREA | NAMIBIA | |||||
| FRENCH GUIANA | NIGERIA | |||||
| GERMANY | PERU | |||||
| GHANA | PORTUGAL | |||||
| GUYANA | RUSSIAN FEDERATION | |||||
| HONDURAS | RWANDA | |||||
| INDIA | TANZANIA | |||||
| INDONESIA | THAILAND | |||||
| JAPAN | VIETNAM | |||||
| KAZAKHSTAN | ||||||
| KYRGYZSTAN | ||||||
| MALI | ||||||
| MEXICO | ||||||
| NEW ZEALAND | ||||||
| PAPUA NEW GUINEA | ||||||
| PHILIPPINES | ||||||
| POLAND | ||||||
| RUSSIAN FEDERATION | ||||||
| SERBIA | ||||||
| SOUTH AFRICA | ||||||
| SOUTH KOREA | ||||||
| SUDAN | ||||||
| SWEDEN | ||||||
| TAJIKISTAN | ||||||
| TANZANIA | ||||||
| TURKEY | ||||||
| UGANDA | ||||||
| UNITED STATES OF AMERICA | ||||||
| UZBEKISTAN | ||||||
| ZIMBABWE | ||||||