Form: SD

Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)

May 30, 2018

Exhibit 1.01

Fortive Corporation

Conflict Minerals Report

For the reporting period from January 1, 2017 to December 31, 2017

This Conflict Minerals Report (the “Report”) of Fortive Corporation (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2017 to December 31, 2017.

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which we collectively refer to in this Report as the “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

Description of the Company’s Products Covered by this Report

This Report relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2017. These products, which are referred to in this Report collectively as the “Covered Products,” consist of professional and engineered products in our Professional Instrumentation and our Industrial Technologies business segments.

Reasonable Country of Origin Inquiry

The Company has conducted a reasonable country of origin inquiry, or RCOI, regarding the Conflict Minerals. This inquiry was reasonably designed to determine whether any of the Conflict Minerals originated in the Covered Countries and whether any of the Conflict Minerals may be from recycled or scrap sources. The Company’s supply chain with respect to the Covered Products is complex, and there are many third parties in the supply chain between the ultimate manufacturer of the Covered Products and the original sources of Conflict Minerals; the Company does not purchase Conflict Minerals directly from mines, smelters or refiners. The Company must therefore rely on its suppliers to provide information regarding the origin of Conflict Minerals that are included in the Covered Products. Moreover, the Company believes that the smelters and other refiners (“smelters”) of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, and therefore has structured its RCOI and due diligence processes to ultimately identify the applicable smelters of Conflict Minerals in the Company’s supply chain. Due to the overlap between the supplier/smelter RCOI and supplier/smelter due diligence processes, the supplier/smelter RCOI processes are summarized in the due diligence section of this Report.

Based on the RCOI, the Company has reason to believe that certain of its necessary Conflict Minerals may have originated in the Covered Countries and are not from recycled or scrap sources.

Due Diligence

The Company designed its due diligence process to conform with the Organization for Economic Cooperation and Development’s (“OECD’s”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements as applicable for downstream companies (the “OECD Guidance”). In accordance with the OECD Guidance five-step framework, we undertook the following due diligence measures.


The Company established strong management systems according to Step 1 of the OECD Guidance. The Company’s systems included the following:

 

  •   Step 1A: Policy. The Company adopted a policy related to the Conflict Minerals (the “Company Policy”), incorporating the standards set forth in the OECD Guidance. The policy states the Company’s commitment to sourcing components and materials from companies that share its values regarding respect for human rights, integrity and environmental responsibility and complying with the OECD Guidance and Section 1502 of the Dodd-Frank Act. The Company Policy also provides that the Company will exercise due diligence with its suppliers consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. In addition, the Company Policy provides that the Company will communicate to its suppliers its expectation that the suppliers commit to sourcing only from conflict-free smelters. Under the Company Policy, each Company supplier is required to provide completed Responsible Minerals Initiative (“RMI”) Conflict Minerals Reporting Template (the “Template”) declarations. The Company Policy is available at www.fortive.com.

 

  •   Step 1B: Internal Management Structure. The Company has implemented an internal management structure to execute the RCOI and due diligence process. The structure consists of a member of Company senior management with overall responsibility for the RCOI and the due diligence process; a member of the Company’s corporate procurement department with dedicated responsibility for the design and execution of the RCOI and due diligence process; and an appointed employee at each of the Company’s operating companies with responsibility for discharging the operating company’s responsibilities in connection with the RCOI and due diligence process.

 

  •   Step 1C: Design of Supplier Engagement Process. The Company implemented a process to collect required supplier and smelter RCOI and due diligence data. Details on the supply chain data gathering process are provided below.

 

  •   Step 1D: Strengthen Company Engagement With Suppliers. The Company directly engaged suppliers as further discussed below.

 

  •   Step 1E: Grievance Mechanism. The Company has established a dedicated channel that provides a mechanism to report violations of our policies or other concerns by contacting conflictminerals@fortive.com.

The Company designed its supplier due diligence process to identify the smelters in the Company’s supply chain in accordance with Step 2A of the OECD Guidance. The Company’s supplier due diligence process included the following:

 

  •   The Company contacted suppliers and requested the name and contact details for the person responsible for the supplier’s Conflict Minerals compliance.

 

  •   The Company emailed to each such supplier contact a copy of the Company Policy and a link to the Template and requested that such supplier return to the Company a completed Template with respect to all components and materials that such supplier provides to the Company.

 

  •   As necessary, the Company educated suppliers regarding the reasons for requesting the Conflict Minerals data and answered supplier questions relating thereto.

 

  •   The Company followed up with the suppliers that did not respond to the Company’s initial outreach, and also followed up with suppliers who submitted data that appeared to be incomplete or incorrect.

 

  •   The Company amalgamated supplier provided smelters into a single unique list of smelters.

Some of the Company’s suppliers were unable to identify the smelters or countries of origin in their supply chain, some suppliers responded by providing information related to all of the items the supplier produces without identifying smelters specific to the items purchased by the Company, and some suppliers included names of smelters that we believe may have been misidentified as smelters or that are not operational. The Company followed up with the suppliers that did not respond to the Company’s initial outreach, and also followed up with suppliers who submitted data in the Template that appeared to be incomplete or incorrect.

With respect to each smelter identified by the Company’s supply chain that declared directly or through their relevant industry association that they did not source from the Covered Countries, and were not recognized as conflict free by the RMI’s Responsible Minerals Assurance Process (“RMAP”), the Company, with the assistance of an outside consultant, reviewed publicly available information to determine if there was any contrary evidence to the smelter’s declaration. With respect to each smelter identified by the Company’s supply chain that is sourcing from or as to which there is reason to believe may be sourcing from the Covered Countries, the Company did not audit such smelters but instead relied on the RMAP, and if the smelter has not been audited and recognized as conflict free by the RMAP, the Company conducted risk mitigation on the smelter according to Step 3B of the OECD Guidance.

The Company’s internal team supporting the Company’s compliance with the Company Policy and the applicable regulations consolidated such data provided by the Company’s suppliers, as well as the findings from the Company’s outside consultant, for periodic reporting to the Company’s senior management consistent with Step 3A of the OECD Guidance. In addition, consistent with Step 3D of the OECD Guidance, throughout the due diligence process, the Company identified the applicable risks associated with our supply chain relating to Conflict Minerals for mitigation as discussed below under “Risk Mitigation and Due Diligence Improvement.”


Annual Report on Supply Chain Due Diligence

In accordance with Step 5 of the OECD Guidance, this Conflict Minerals Report has been filed with the U.S. Securities and Exchange Commission. The Conflict Minerals Report is also available at www.fortive.com (under the heading “Investors” and “Corporate Governance.”)

Results of Due Diligence

The responses provided by the Company’s suppliers resulted in the identification of 316 unique smelters that may have been the source of Conflict Minerals contained in products we contracted to manufacture in 2017. These smelters are identified in Annex I to this report.

The Company determined that 41 of the identified smelters source, or there is reason to believe may source, from the Covered Countries. The Company compared these smelters to the list of smelters that have been audited and recognized as conflict free by the RMAP and, for those smelters that have not been recognized as conflict free by the RMAP, worked with our outside consultant to conduct risk mitigation in accordance with Step 3B of the OECD Guidance, including performing additional due diligence to determine if there was any reason to believe such smelter directly or indirectly finances or benefits armed groups in the Covered Countries.

Notwithstanding these steps, due to the lack of product-level detail provided by the suppliers, the Company was unable to confirm that the necessary Conflict Minerals in its products were processed by any particular smelter or smelters and is, therefore, unable to identify the processing facilities, country of origin or mine or location of origin of such Conflict Minerals.

Risk Mitigation and Due Diligence Improvement

The Company expects to take the following steps to improve its due diligence measures and to further mitigate the risk that the necessary Conflict Minerals contained in the Company’s products finance or benefit armed groups in the Covered Countries:

 

  •   continuing to seek to include in new supplier contracts a commitment by the supplier to take steps necessary to (a) enable the Company to comply with the Rule, and (b) with respect to smelters in Fortive’s supply chain that source from the Covered Countries, source only from smelters that have obtained a “conflict-free” designation from an independent, third-party auditor; and

 

  •   continuing to engage with suppliers to improve the accuracy and completeness of the information provided to the Company about the Company’s supply chain.

Cautionary Statement about Forward-Looking Statements

Certain statements included in this report are “forward-looking statements” within the meaning of the United States federal securities laws. All statements other than historical factual information are forward-looking statements. Forward-looking statements are based on assumptions and assessments made by our management in light of their experience and perceptions of current conditions, expected future developments and other factors they believe to be appropriate. Forward-looking statements are not guarantees of future actions or results, and actual actions or results may differ materially from the actions and results contemplated by our forward-looking statements. Accordingly, you should not place undue reliance on any such forward-looking statements. Information regarding the factors that may cause actual results to differ materially from these forward-looking statements may be found in our SEC filings, including our Annual Report on Form 10-K for the year ended December 31, 2017 and our Quarterly Report on Form 10-Q for the quarter ended March 30, 2018. These forward-looking statements speak only as of the date of this report and the Company does not assume any obligation to update or revise any forward-looking statement, whether as a result of new information, future events and developments or otherwise.


ANNEX I

Unique Smelters Identified by Fortive Corporation’s Suppliers

 

Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Gold

  

Abington Reldan Metals, LLC

  

United States of America

Gold

  

Advanced Chemical Company

  

United States of America

Gold

  

Aida Chemical Industries Co., Ltd.

  

Japan

Gold

  

Al Etihad Gold Refinery DMCC

  

United Arab Emirates

Gold

  

Allgemeine Gold-und Silberscheideanstalt A.G.

  

Germany

Gold

  

Almalyk Mining and Metallurgical Complex (AMMC)

  

Uzbekistan

Gold

  

AngloGold Ashanti Córrego do Sítio Mineração

  

Brazil

Gold

  

Argor-Heraeus S.A.

  

Switzerland                         

Gold

  

Asahi Pretec Corp.

  

Japan

Gold

  

Asahi Refining Canada Ltd.

  

Canada

Gold

  

Asahi Refining USA Inc.

  

United States of America

Gold

  

Asaka Riken Co., Ltd.

  

Japan

Gold

  

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

  

Turkey

Gold

  

AU Traders and Refiners

  

South Africa

Gold

  

Aurubis AG

  

Germany

Gold

  

Bangalore Refinery

  

India

Gold

  

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

  

Philippines

Gold

  

Boliden AB

  

Sweden

Gold

  

C. Hafner GmbH + Co. KG

  

Germany

Gold

  

Caridad

  

Mexico

Gold

  

CCR Refinery - Glencore Canada Corporation

  

Canada

Gold

  

Cendres + Métaux S.A.

  

Switzerland

Gold

  

Chimet S.p.A.

  

Italy

Gold

  

Chugai Mining

  

Japan

Gold

  

Daejin Indus Co., Ltd.

  

Republic of Korea

Gold

  

Daye Non-Ferrous Metals Mining Ltd.

  

China

Gold

  

Degussa Sonne / Mond Goldhandel GmbH

  

Germany

Gold

  

DODUCO GmbH

  

Germany

Gold

  

Dowa

  

Japan

Gold

  

DSC (Do Sung Corporation)

  

Republic of Korea


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Gold

  

Eco-System Recycling Co., Ltd.

  

Japan

Gold

  

Emirates Gold DMCC

  

United Arab Emirates

Gold

  

Fidelity Printers and Refiners Ltd.*

  

Zimbabwe

Gold

  

Geib Refining Corporation

  

United States of America

Gold

  

Gold Refinery of Zijin Mining Group Co., Ltd.

  

China

Gold

  

Great Wall Precious Metals Co., Ltd. of CBPM

  

China

Gold

  

Guangdong Jinding Gold Limited

  

China

Gold

  

Gujarat Gold Centre

  

India

Gold

  

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

  

China

Gold

  

Hangzhou Fuchunjiang Smelting Co., Ltd.

  

China

Gold

  

HeeSung Metal Ltd.

  

China

Gold

  

Heimerle + Meule GmbH

  

Germany

Gold

  

Henan Yuguang Gold & Lead Co., Ltd.

  

China

Gold

  

Heraeus Metals Hong Kong Ltd.

  

China

Gold

  

Heraeus Precious Metals GmbH & Co. KG

  

Germany

Gold

  

Hunan Chenzhou Mining Co., Ltd.

  

China

Gold

  

HwaSeong CJ Co., Ltd.

  

Republic of Korea

Gold

  

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

  

China

Gold

  

Ishifuku Metal Industry Co., Ltd.

  

Japan

Gold

  

Istanbul Gold Refinery

  

Turkey

Gold

  

Italpreziosi

  

Italy

Gold

  

Japan Mint

  

Japan

Gold

  

Jiangxi Copper Co., Ltd.

  

China

Gold

  

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

  

Russian Federation

Gold

  

JSC Uralelectromed

  

Russian Federation

Gold

  

JX Nippon Mining & Metals Co., Ltd.

  

Japan

Gold

  

Kaloti Precious Metals*

  

United Arab Emirates

Gold

  

Kazakhmys Smelting LLC

  

Kazakhstan

Gold

  

Kazzinc

  

Kazakhstan                         

Gold

  

Kennecott Utah Copper LLC

  

United States of America


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Gold

  

KGHM Polska Miedź Spółka Akcyjna

  

Poland

Gold

  

Kojima Chemicals Co., Ltd.

  

Japan

Gold

  

Korea Zinc Co., Ltd.

  

Republic of Korea

Gold

  

Kyrgyzaltyn JSC

  

Kyrgyzstan

Gold

  

Kyshtym Copper-Electrolytic Plant ZAO

  

Russian Federation

Gold

  

L’azurde Company For Jewelry

  

Saudi Arabia

Gold

  

L’Orfebre S.A.

  

Andorra

Gold

  

Lingbao Gold Co., Ltd.

  

China

Gold

  

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

  

China

Gold

  

LS-NIKKO Copper Inc.

  

Republic of Korea

Gold

  

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

  

China

Gold

  

Marsam Metals

  

Brazil

Gold

  

Materion

  

United States of America

Gold

  

Matsuda Sangyo Co., Ltd.

  

Japan

Gold

  

Metalor Technologies (Hong Kong) Ltd.

  

China

Gold

  

Metalor Technologies (Singapore) Pte., Ltd.

  

Singapore

Gold

  

Metalor Technologies (Suzhou) Ltd.

  

China

Gold

  

Metalor Technologies S.A.

  

Switzerland                         

Gold

  

Metalor USA Refining Corporation

  

United States of America

Gold

  

Metalúrgica Met-Mex Peñoles S.A. De C.V.

  

Mexico

Gold

  

Mitsubishi Materials Corporation

  

Japan

Gold

  

Mitsui Mining and Smelting Co., Ltd.

  

Japan

Gold

  

MMTC-PAMP India Pvt., Ltd.

  

India

Gold

  

Modeltech Sdn Bhd

  

Malaysia

Gold

  

Morris and Watson

  

New Zealand

Gold

  

Morris and Watson Gold Coast

  

Australia

Gold

  

Moscow Special Alloys Processing Plant

  

Russian Federation

Gold

  

Nadir Metal Rafineri San. Ve Tic. A.Ş.

  

Turkey

Gold

  

Navoi Mining and Metallurgical Combinat

  

Uzbekistan

Gold

  

Nihon Material Co., Ltd.

  

Japan


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Gold

  

Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH

  

Austria

Gold

  

Ohura Precious Metal Industry Co., Ltd.

  

Japan

Gold

  

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)

  

Russian Federation

Gold

  

OJSC Novosibirsk Refinery

  

Russian Federation

Gold

  

PAMP S.A.

  

Switzerland

Gold

  

Pease & Curren

  

United States of America

Gold

  

Penglai Penggang Gold Industry Co., Ltd.

  

China

Gold

  

Planta Recuperadora de Metales SpA

  

Chile

Gold

  

Prioksky Plant of Non-Ferrous Metals

  

Russian Federation

Gold

  

PT Aneka Tambang (Persero) Tbk

  

Indonesia

Gold

  

PX Précinox S.A.

  

Switzerland                         

Gold

  

Rand Refinery (Pty) Ltd.

  

South Africa

Gold

  

Refinery of Seemine Gold Co., Ltd.

  

China

Gold

  

Remondis Argentia B.V.

  

Netherlands

Gold

  

Republic Metals Corporation

  

United States of America

Gold

  

Royal Canadian Mint

  

Canada

Gold

  

SAAMP

  

France

Gold

  

Sabin Metal Corp.

  

United States of America

Gold

  

Safimet S.p.A.

  

Italy

Gold

  

SAFINA A.S.

  

Czech Republic

Gold

  

Sai Refinery

  

India

Gold

  

Samduck Precious Metals

  

Republic of Korea

Gold

  

Samwon Metals Corp.

  

Republic of Korea

Gold

  

SAXONIA Edelmetalle GmbH

  

Germany

Gold

  

Schone Edelmetaal B.V.

  

Netherlands

Gold

  

SEMPSA Joyería Platería S.A.

  

Spain

Gold

  

Shandong Humon Smelting Co., Ltd.

  

China

Gold

  

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

  

China

Gold

  

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

  

China


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Gold

  

Shenzhen Zhonghenglong Real Industry Co., Ltd.

  

China

Gold

  

Sichuan Tianze Precious Metals Co., Ltd.

  

China

Gold

  

Singway Technology Co., Ltd.

  

Taiwan, Province of China

Gold

  

SOE Shyolkovsky Factory of Secondary Precious Metals

  

Russian Federation

Gold

  

Solar Applied Materials Technology Corp.

  

Taiwan, Province of China

Gold

  

State Research Institute Center for Physical Sciences and Technology

  

Lithuania

Gold

  

Sudan Gold Refinery*

  

Sudan

Gold

  

Sumitomo Metal Mining Co., Ltd.

  

Japan

Gold

  

SungEel HiMetal Co., Ltd.

  

Republic of Korea

Gold

  

Super Dragon Technology Co., Ltd.

  

Taiwan, Province of China

Gold

  

T.C.A S.p.A

  

Italy

Gold

  

Tanaka Kikinzoku Kogyo K.K.

  

Japan

Gold

  

The Refinery of Shandong Gold Mining Co., Ltd.

  

China

Gold

  

Tokuriki Honten Co., Ltd.

  

Japan

Gold

  

Tongling Nonferrous Metals Group Co., Ltd.

  

China

Gold

  

Tony Goetz NV*

  

Belgium

Gold

  

TOO Tau-Ken-Altyn

  

Kazakhstan                                 

Gold

  

Torecom

  

Republic of Korea

Gold

  

Umicore Brasil Ltda.

  

Brazil

Gold

  

Umicore Precious Metals Thailand

  

Thailand

Gold

  

Umicore S.A. Business Unit Precious Metals Refining

  

Belgium

Gold

  

United Precious Metal Refining, Inc.

  

United States of America

Gold

  

Universal Precious Metals Refining Zambia*

  

Zambia

Gold

  

Valcambi S.A.

  

Switzerland

Gold

  

Western Australian Mint trading as The Perth Mint

  

Australia

Gold

  

WIELAND Edelmetalle GmbH

  

Germany

Gold

  

Yamakin Co., Ltd.

  

Japan

Gold

  

Yokohama Metal Co., Ltd.

  

Japan

Gold

  

Yunnan Copper Industry Co., Ltd.

  

China


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Gold

  

Zhongkuang Gold Industry Co., Ltd.

  

China

Gold

  

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

  

China

Tantalum

  

Asaka Riken Co., Ltd.

  

Japan

Tantalum

  

Changsha South Tantalum Niobium Co., Ltd.

  

China

Tantalum

  

D Block Metals, LLC

  

United States of America

Tantalum

  

Exotech Inc.

  

United States of America

Tantalum

  

F&X Electro-Materials Ltd.

  

China

Tantalum

  

FIR Metals & Resource Ltd.

  

China

Tantalum

  

Global Advanced Metals Aizu

  

Japan

Tantalum

  

Global Advanced Metals Boyertown

  

United States of America

Tantalum

  

Guangdong Rising Rare Metals-EO Materials Ltd.

  

China

Tantalum

  

Guangdong Zhiyuan New Material Co., Ltd.

  

China

Tantalum

  

H.C. Starck Co., Ltd.

  

Thailand

Tantalum

  

H.C. Starck Hermsdorf GmbH

  

Germany                                 

Tantalum

  

H.C. Starck Inc.

  

United States of America

Tantalum

  

H.C. Starck Ltd.

  

Japan

Tantalum

  

H.C. Starck Smelting GmbH & Co. KG

  

Germany

Tantalum

  

H.C. Starck Tantalum and Niobium GmbH

  

Germany

Tantalum

  

Hengyang King Xing Lifeng New Materials Co., Ltd.

  

China

Tantalum

  

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

  

China

Tantalum

  

Jiangxi Tuohong New Raw Material

  

China

Tantalum

  

JiuJiang JinXin Nonferrous Metals Co., Ltd.

  

China

Tantalum

  

Jiujiang Nonferrous Metals Smelting Company Limited

  

China

Tantalum

  

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

  

China

Tantalum

  

KEMET Blue Metals

  

Mexico

Tantalum

  

KEMET Blue Powder

  

United States of America

Tantalum

  

LSM Brasil S.A.

  

Brazil

Tantalum

  

Metallurgical Products India Pvt., Ltd.

  

India


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Tantalum

  

Mineração Taboca S.A.

  

Brazil

Tantalum

  

Mitsui Mining & Smelting

  

Japan

Tantalum

  

Ningxia Orient Tantalum Industry Co., Ltd.

  

China

Tantalum

  

NPM Silmet AS

  

Estonia

Tantalum

  

Power Resources Ltd.

  

Macedonia                         

Tantalum

  

QuantumClean

  

United States of America

Tantalum

  

Resind Indústria e Comércio Ltda.

  

Brazil

Tantalum

  

RFH Tantalum Smeltry Co., Ltd.

  

China

Tantalum

  

Solikamsk Magnesium Works OAO

  

Russian Federation

Tantalum

  

Taki Chemical Co., Ltd.

  

Japan

Tantalum

  

Telex Metals

  

United States of America

Tantalum

  

Ulba Metallurgical Plant JSC

  

Kazakhstan

Tantalum

  

XinXing HaoRong Electronic Material Co., Ltd.

  

China

Tantalum

  

Yichun Jin Yang Rare Metal Co., Ltd.

  

China

Tin

  

Alpha

  

United States of America

Tin

  

An Vinh Joint Stock Mineral Processing Company

  

Vietnam

Tin

  

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

  

China

Tin

  

China Tin Group Co., Ltd.

  

China

Tin

  

CV Ayi Jaya

  

Indonesia

Tin

  

CV Dua Sekawan

  

Indonesia

Tin

  

CV Gita Pesona

  

Indonesia

Tin

  

CV Serumpun Sebalai

  

Indonesia

Tin

  

CV Tiga Sekawan

  

Indonesia

Tin

  

CV United Smelting

  

Indonesia

Tin

  

CV Venus Inti Perkasa

  

Indonesia

Tin

  

Dowa

  

Japan

Tin

   Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company   

Vietnam

Tin

  

EM Vinto

  

Bolivia

Tin

  

Estanho de Rondônia S.A.

  

Brazil


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Tin

  

Fenix Metals

  

Poland

Tin

  

Gejiu Fengming Metallurgy Chemical Plant

  

China

Tin

  

Gejiu Jinye Mineral Company

  

China

Tin

  

Gejiu Kai Meng Industry and Trade LLC

  

China

Tin

  

Gejiu Non-Ferrous Metal Processing Co., Ltd.

  

China

Tin

  

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

  

China

Tin

  

Gejiu Zili Mining And Metallurgy Co., Ltd.

  

China

Tin

  

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

  

China

Tin

  

Guanyang Guida Nonferrous Metal Smelting Plant

  

China

Tin

  

HuiChang Hill Tin Industry Co., Ltd.

  

China

Tin

  

Huichang Jinshunda Tin Co., Ltd.

  

China

Tin

  

Jiangxi Ketai Advanced Material Co., Ltd.

  

China

Tin

  

Magnu’s Minerais Metais e Ligas Ltda.

  

Brazil

Tin

  

Malaysia Smelting Corporation (MSC)

  

Malaysia

Tin

  

Melt Metais e Ligas S.A.

  

Brazil

Tin

  

Metallic Resources, Inc.

  

United States of America

Tin

  

Metallo Belgium N.V.

  

Belgium

Tin

  

Metallo Spain S.L.U.

  

Spain

Tin

  

Mineração Taboca S.A.

  

Brazil

Tin

  

Minsur

  

Peru

Tin

  

Mitsubishi Materials Corporation

  

Japan

Tin

  

Modeltech Sdn Bhd

  

Malaysia

Tin

  

Nankang Nanshan Tin Manufactory Co., Ltd.

  

China

Tin

  

Nghe Tinh Non-Ferrous Metals Joint Stock Company

  

Vietnam

Tin

  

O.M. Manufacturing (Thailand) Co., Ltd.

  

Thailand

Tin

  

O.M. Manufacturing Philippines, Inc.

  

Philippines                             

Tin

  

Operaciones Metalurgical S.A.

  

Bolivia

Tin

  

PT Aries Kencana Sejahtera

  

Indonesia


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Tin

  

PT Artha Cipta Langgeng

  

Indonesia

Tin

  

PT ATD Makmur Mandiri Jaya

  

Indonesia

Tin

  

PT Babel Inti Perkasa

  

Indonesia

Tin

  

PT Bangka Prima Tin

  

Indonesia

Tin

  

PT Bangka Tin Industry

  

Indonesia

Tin

  

PT Belitung Industri Sejahtera

  

Indonesia

Tin

  

PT Bukit Timah

  

Indonesia

Tin

  

PT DS Jaya Abadi

  

Indonesia

Tin

  

PT Eunindo Usaha Mandiri

  

Indonesia

Tin

  

PT Inti Stania Prima

  

Indonesia

Tin

  

PT Karimun Mining

  

Indonesia

Tin

  

PT Kijang Jaya Mandiri

  

Indonesia

Tin

  

PT Lautan Harmonis Sejahtera

  

Indonesia

Tin

  

PT Menara Cipta Mulia

  

Indonesia

Tin

  

PT Mitra Stania Prima

  

Indonesia

Tin

  

PT O.M. Indonesia

  

Indonesia

Tin

  

PT Panca Mega Persada

  

Indonesia

Tin

  

PT Prima Timah Utama

  

Indonesia

Tin

  

PT Refined Bangka Tin

  

Indonesia

Tin

  

PT Sariwiguna Binasentosa

  

Indonesia

Tin

  

PT Stanindo Inti Perkasa

  

Indonesia

Tin

  

PT Sukses Inti Makmur

  

Indonesia

Tin

  

PT Sumber Jaya Indah

  

Indonesia

Tin

  

PT Timah (Persero) Tbk Kundur

  

Indonesia

Tin

  

PT Timah (Persero) Tbk Mentok

  

Indonesia

Tin

  

PT Tinindo Inter Nusa

  

Indonesia

Tin

  

PT Tommy Utama

  

Indonesia                                 

Tin

  

Resind Indústria e Comércio Ltda.

  

Brazil

Tin

  

Rui Da Hung

  

Taiwan

Tin

  

Soft Metais Ltda.

  

Brazil

Tin

  

Super Ligas

  

Brazil

Tin

  

Thaisarco

  

Thailand

Tin

  

Tuyen Quang Non-Ferrous Metals Joint Stock Company

  

Vietnam


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Tin

  

White Solder Metalurgia e Mineração Ltda.

  

Brazil

Tin

  

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

  

China

Tin

  

Yunnan Tin Company Limited

  

China

Tungsten

  

A.L.M.T. TUNGSTEN Corp.

  

Japan

Tungsten

  

ACL Metais Eireli

  

Brazil

Tungsten

  

Asia Tungsten Products Vietnam Ltd.

  

Vietnam

Tungsten

  

Chenzhou Diamond Tungsten Products Co., Ltd.

  

China

Tungsten

  

Chongyi Zhangyuan Tungsten Co., Ltd.

  

China

Tungsten

  

Fujian Jinxin Tungsten Co., Ltd.

  

China

Tungsten

  

Ganzhou Haichuang Tungsten Industry Co., Ltd.

  

China

Tungsten

  

Ganzhou Huaxing Tungsten Products Co., Ltd.

  

China

Tungsten

  

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

  

China

Tungsten

  

Ganzhou Seadragon W & Mo Co., Ltd.

  

China

Tungsten

  

Ganzhou Yatai Tungsten Co., Ltd.

  

China

Tungsten

  

Global Tungsten & Powders Corp.

  

United States of America

Tungsten

  

Guangdong Xianglu Tungsten Co., Ltd.

  

China

Tungsten

  

H.C. Starck Smelting GmbH & Co. KG

  

Germany                                 

Tungsten

  

H.C. Starck Tungsten GmbH

  

Germany

Tungsten

  

Hunan Chenzhou Mining Co., Ltd.

  

China

Tungsten

  

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

  

China

Tungsten

  

Hunan Chunchang Nonferrous Metals Co., Ltd.

  

China

Tungsten

  

Hunan Litian Tungsten Industry Co., Ltd.

  

China

Tungsten

  

Hydrometallurg, JSC

  

Russian Federation

Tungsten

  

Japan New Metals Co., Ltd.

  

Japan

Tungsten

  

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

  

China

Tungsten

  

Jiangxi Dayu Longxintai Tungsten Co., Ltd.

  

China

Tungsten

  

Jiangxi Gan Bei Tungsten Co., Ltd.

  

China

Tungsten

  

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

  

China


Conflict Mineral

  

Smelter Name

  

Country Location of Smelter

Tungsten

  

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

  

China

Tungsten

  

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

  

China

Tungsten

  

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

  

China

Tungsten

  

Jiangxi Yaosheng Tungsten Co., Ltd.

  

China

Tungsten

  

Kennametal Fallon

  

United States of America

Tungsten

  

Kennametal Huntsville

  

United States of America

Tungsten

  

Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd

  

China

Tungsten

  

Malipo Haiyu Tungsten Co., Ltd.

  

China

Tungsten

  

Moliren Ltd

  

Russian Federation

Tungsten

  

Niagara Refining LLC

  

United States of America

Tungsten

  

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

  

Vietnam

Tungsten

  

Philippine Chuangxin Industrial Co., Inc.

  

Philippines                             

Tungsten

  

South-East Nonferrous Metal Company Limited of Hengyang City

  

China

Tungsten

  

Tejing (Vietnam) Tungsten Co., Ltd.

  

Vietnam

Tungsten

  

Unecha Refractory metals plant

  

Russian Federation

Tungsten

  

Vietnam Youngsun Tungsten Industry Co., Ltd.

  

Vietnam

Tungsten

  

Wolfram Bergbau und Hütten AG

  

Austria

Tungsten

  

Woltech Korea Co., Ltd.

  

Republic of Korea

Tungsten

  

Xiamen Tungsten (H.C.) Co., Ltd.

  

China

Tungsten

  

Xiamen Tungsten Co., Ltd.

  

China

Tungsten

  

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

  

China

Tungsten

  

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

  

China

 

* Smelters believed to be sourcing from the Covered Countries that are not RMAP compliant.